Preparing for Routine Audits
Continuous compliance requires treating every day as if an external auditor is actively reviewing your records management program. Establishing a routine, internal mini-audit process helps you catch unauthorized deletions and missing metadata before the regulators do. 1. If a regulator audited your defensible disposition logs today, would you pass? 2. Which department in your organization is most likely to fail a surprise records compliance check? Action Item: Select 5 randomly deleted files from last month and verify their disposal certificates are in order.